Kris S. Sunjata-blaq
Professional summary
Kris Shanelle Sunjata-blaq, who also goes by Kristen Shanelle Flowers, Kristen Shanelle Johnson, Kristen Johnson, Kristen S Tyler, Kristen Shanelle Tyler, Kristen Tyler, Krsiten Tyler, is a registered financial professional currently at PERSHING LLC located in Jersey City, New Jersey.
Kris is registered as a RR (Registered Representative) and started their career in finance in 2011. Kris has worked at 3 firms and has passed the Series 66, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kris Shanelle Sunjata-blaq's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2022 - Present
PERSHING LLC
Office #1: One Pershing Plaza, Jersey City, NJ 07399May 14, 2021 - September 8, 2022
BNY MELLON SECURITIES CORPORATION
September 12, 2016 - September 23, 2019
PERSHING LLC
March 6, 2014 - June 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2014 - June 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 6, 2011 - April 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 2011 - April 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2022)
(9/13/2022)
(7/2/2024)
Exams
Series 52TO
Date: 8/1/2023
Municipal Securities Representative ExaminationBOX Exchange LLC
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
PERSHING LLC
CRD#: 7560 / SEC#: , 8-17574
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERSHING GROUP LLC | HOLDING COMPANY | |
| BADGER, ERIC CHRISTOPHER | BOARD MEMBER | 8040351 |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | BOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| KEARNEY, JAMES FRANCIS III | BOARD MEMBER | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 5177277 |
| MAJIYAGBE, ELIZABETH OLAIDE | BOARD MEMBER | 7013772 |
| O'LAUGHLEN, VICTOR FRANCIS JR | BOARD MEMBER | 8041737 |
| SIMMONDS, AINSLIE JANE | BOARD MEMBER | 6047968 |
| VITALE, JASON DOMINICK | BOARD MEMBER | 8038160 |
| YOUNG, LYNN MARIE | CHIEF COMPLIANCE OFFICER | 1982726 |
Disclosures
| Regulatory Event | 74 |
| Arbitration | 32 |
Red Flags
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