Steven M. Schoffstall
Professional summary
Steven Michael Schoffstall, who also goes by Steven M Schoffstall, is a registered financial professional currently at SPROTT GLOBAL RESOURCE INVESTMENTS LTD located in Carlsbad, California.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2011. Steven has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Michael Schoffstall's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2023 - Present
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
Office #1: 1910 Palomar Point Way Suite 200, Carlsbad, CA 92008May 25, 2011 - June 20, 2012
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
(4/5/2023)
(4/5/2023)
Exams
Series 7TO
Date: 3/20/2023
General Securities Representative ExaminationFINRA
Current Firm
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD#: 35878 / SEC#: , 8-47039
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
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