Amy E. Hernandez Saffley
Professional summary
Amy E Hernandez Saffley, who also goes by Amy Elizabeth Hernandez, Amy E Hernandez Saffley, Amy Elizabeth Hernandez Saffley, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Amy is registered as a RR (Registered Representative) and started their career in finance in 2011. Amy has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy E Hernandez Saffley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2021 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 605 Third Avenue 43rd Floor, New York, NY 10158October 10, 2011 - December 24, 2019
GWM GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2021)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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