MS
Mitchell R. Stagnone
CETERA INVESTMENT ADVISERS LLC
LEBANON, NH 03766
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CRD#: 5908394
MS
Professional summary
Mitchell Robert Stagnone, who also goes by Mitchell Stagnone, Mitchell R Stagnone, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lebanon, New Hampshire and CETERA WEALTH SERVICES, LLC located in Lebanon, New Hampshire.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Mitchell has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mitchell Stagnone | Mitchell R Stagnone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TYLER, SIMMS AND ST. SAUVEUR CPA'S, P.C. POSITION: Partner NATURE: Assurance and Accounting Tax Consulting and Compliance Estate Planning Employee Benefit Planning Bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/09/2012 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Tax Return Preparation Tax planning and Consulting Business operations consulting Financial Statement preparation Employee management 2) TSS WEALTH MANAGEMENT POSITION: Partner NATURE: Wealth management and advisory services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2023 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Client referralsTax specific planning 3) TSSWMM FINANCIAL GROUP POSITION: Owner NATURE: Financial Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Management and client referrals 4) ASCEND PARTNER SERVICES LLC POSITION: Partner NATURE: CPA/Tax/Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: CPA/Tax/Consulting services to the CPA firm 5) ASCEND PARTNER HOLDINGS, LLC POSITION: Investor NATURE: This company is the sole owner of TSS Advisors, LLC. TSS Advisors, LLC purchased the assets of Tyler, Simms & St. Sauveur, CPAs PLLC and is the new operating company of our old CPA firm. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: I provide general CPA services including tax and consulting services for TSS Advisors, LLC as a CPA. 6) TSWM ADVISORY GROUP POSITION: Owner NATURE: Financial Services Wealth Management Financial Planning Portfolio Services Retirement Services Planning Legacy Planning INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 05/30/2025 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Management and Oversight of Firm Client Referrals Consulting and Advisory on Mutual firm clients (I am listed as a referring advisor)
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Robert Stagnone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 19 Morgan Drive, Lebanon, NH 03766RIA
CRD#: 105644
LEBANON, NH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 19 Morgan Drive, Lebanon, NH 03766BD
CRD#: 13572
LEBANON, NH
Past
February 10, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Lebanon, NH
Past
January 14, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LEBANON, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Hampshire(9/5/2025)
IAR
New Hampshire(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lebanon, NH 03766TRUST BUT VERIFY
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