Matthew U. Tae

DIVERSIFIED HUMAN SOLUTIONS

Philadelphia, PA 19102

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CRD#: 5907129

Professional summary

Matthew Uki Tae, AIF®, who also goes by Matthew Jacob Presti, is a registered financial advisor currently at DIVERSIFIED HUMAN SOLUTIONS located in Philadelphia, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Matthew has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Jacob Presti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Diversified Human Solutions: Yes 1500 Walnut Street STE 800 Philadelphia PA 19102 Insurance / Employee Benefits President 03/2009 130 5 per day Sales & Administration Fellow Travelers: (Wholly owned subsidiary of Diversified Human Solutions) No 1500 Walnut Street STE 800 Philadelphia PA 19102 Payroll & Benefits President 01/2019 130 5 per day Administration & Oversight Real Estate: Tae Property Management (Disregarded LLC) No 1500 Walnut Street STE 800 Philadelphia PA 19102 Residential Rental Owner 07/2017 62.50 Manage the rental properties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Uki Tae's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 9, 2013 - Present

DIVERSIFIED HUMAN SOLUTIONS

Office #1: 30 South 15 St Fl 15, Philadelphia, PA 19102

RIA

CRD#: 167854

Philadelphia, PA

Past

January 25, 2013 - May 17, 2013

BFC PLANNING, INC.

RIA

CRD#: 119682

PHILADELPHIA, PA

Past

January 25, 2013 - May 17, 2013

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

PHILADELPHIA, PA

Past

October 4, 2011 - December 5, 2012

LINCOLN INVESTMENT

RIA

CRD#: 519

JENKINTOWN, PA

Past

May 9, 2011 - December 5, 2012

LINCOLN INVESTMENT

CRD#: 519

JENKINTOWN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/1/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/19/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DIVERSIFIED HUMAN SOLUTIONS

CS FINANCIAL STRATEGIES | DIVERSIFIED HUMAN SOLUTIONS | DHS FINANCIAL STRATEGIES

CRD#: 167854 / SEC#:

Illinois

Registered Investment Advisory firm - (12/12/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/16/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

30 South 15 St Fl 15, Philadelphia, PA 19102

Mailing Address

Phone number

(267) 948-7290

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew U. Tae

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Uki Tae's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIVERSIFIED HUMAN SOLUTIONS

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

LINCOLN INVESTMENT

LINCOLN INVESTMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2011

Series 63

Date: 6/14/2011

Series 7

Date: 3/1/2013

Series 6

Date: 4/19/2011

Current Firm

DIVERSIFIED HUMAN SOLUTIONS

Contact information

Documents

Red Flags

Company Information

DIVERSIFIED HUMAN SOLUTIONS

TRUST BUT VERIFY

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