Bryan Q. Sullivan

FORESIDE FUND SERVICES

Broomfield, CO 80021

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CRD#: 5906136

Professional summary

Bryan Quinn Sullivan is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Broomfield, Colorado.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 2011. Bryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Quinn Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 1200 Entrepreneurial Drive, Broomfield, CO 80021

CRD#: 46106

Broomfield, CO

Past

February 28, 2023 - September 30, 2025

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

CRD#: 313390

NEW YORK, NY

Past

October 28, 2016 - February 22, 2023

HARBOR FUNDS DISTRIBUTORS, INC.

CRD#: 113506

BOSTON, MA

Past

January 22, 2013 - October 19, 2016

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

January 15, 2013 - October 19, 2016

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

February 22, 2012 - December 19, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HINGHAM, MA

Past

December 22, 2011 - December 19, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HINGHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/27/2025)

Delaware
(10/27/2025)

Florida
(10/27/2025)

Georgia
(10/27/2025)

Maine
(10/27/2025)

Maryland
(10/27/2025)

Massachusetts
(10/27/2025)

New Hampshire
(10/27/2025)

New Jersey
(10/27/2025)

New York
(10/27/2025)

North Carolina
(10/27/2025)

Pennsylvania
(10/27/2025)

Rhode Island
(10/27/2025)

South Carolina
(10/27/2025)

Vermont
(10/27/2025)

Virginia
(10/27/2025)

West Virginia
(10/27/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 2/21/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bryan Q. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Quinn Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

HARBOR FUNDS DISTRIBUTORS, INC.

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/21/2012

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2011

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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