Kevin C. Chavez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Christopher Chavez was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2011. Kevin had worked at 2 firms and has passed the Series 66, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2013 - March 7, 2018
STRATCAP SECURITIES, LLC
June 6, 2011 - June 5, 2013
ASCENDIANT CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 8/11/2012
Limited Representative-Equity Trader ExamCurrent Firm
STRATCAP SECURITIES, LLC
CRD#: 151152 / SEC#: , 8-68338
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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