Aaron B. Chaleff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Benjamin Chaleff was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2012. Aaron had worked at 4 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2017 - November 19, 2019
LIONTREE ADVISORS LLC
July 29, 2013 - October 21, 2016
MOELIS & COMPANY LLC
October 4, 2012 - June 5, 2013
WINTERFLOOD SECURITIES INCORPORATED
July 30, 2012 - April 5, 2013
INDEPENDENT BROKERAGE SOLUTIONS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIONTREE ADVISORS LLC
CRD#: 164399 / SEC#: , 8-69097
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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