Youqing Liu
Professional summary
Youqing Liu, who also goes by Liu Youqing, is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in Roseland, New Jersey.
Youqing is registered as a RR (Registered Representative) and started their career in finance in 2011. Youqing has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 99, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Youqing Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2019 - Present
US TIGER SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022August 5, 2019 - Present
TRADEUP SECURITIES, INC.
Office #1: 101 Eisenhower Parkway, Roseland, NJ 07068Office #2: 437 Madison Ave 27th Floor, New York, NY 10022October 17, 2018 - May 13, 2019
HAITONG SECURITIES USA LLC
July 10, 2018 - May 13, 2019
HAITONG INTERNATIONAL SECURITIES (USA) INC.
March 30, 2011 - June 12, 2018
CICC US SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2022)
(1/7/2022)
(6/14/2019)
(1/26/2022)
Exams
Series 57TO
Date: 7/22/2022
Securities Trader ExamCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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