Jeffery P. Lewis
EPIC PRIVATE WEALTH
Richland, WA 99352
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CRD#: 5892152
Professional summary
Jeffery Paul Lewis, CFP®, who also goes by Jeff Lewis, Jeffery Lewis, is a registered financial advisor currently at EPIC PRIVATE WEALTH located in Richland, Washington and CETERA INVESTMENT ADVISERS LLC located in Richland, Washington.
Jeffery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jeffery has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Lewis | Jeffery Lewis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NOMO BUSINESS LLC; Governor; tax and insurance office from 2020 through 2023. That partnership is no longer active and has since been dissolved; NIR; HRS 1; SEC HRS 0; 01/02/2020; 1305 Fowler Street, Suite 1D, Richland WA 99352; None - Only to finish working towards the final dissolution of the company 2) EPIC PRIVATE WEALTH (RIA); Managing Member; Epic Private Wealth is an independent RIA registered with the SEC. We will be dissolving this RIA within 90 days of our affiliation with Avantax; IR; HRS 30; HRS 20; 06/11/2014; 1305 Fowler Street, Suite 2C, Richland WA 99352; meeting with clients to advise them on financial planning and investment-related needs 3) EPIC TRUST INVESTMENT ADVISORS LLC D/B/A EPIC PRIVATE WEALTH (TAX/ACCOUNTING DIVISION)); Managing Member; The Tax Division was started on 2/1/2023 and offers the following business owner related services: Outsourced CFO Services (Financial Forecasting, Budgeting, Business Operation Consulting, etc...), Tax Preparation, Tax Planning, Accounting/Bookkeeping Services, Payroll Management; NIR; HRS 20; HRS 10; 02/01/2023; 1305 Fowler Street, Suite 2C, Richland WA 99352; Decision making for staffing needs, growth & marketing, interacting with the tax and account professionals to coordinate advice for our wealth management clients 4) EPIC PROFESSIONAL MANAGEMENT LLC DBA NORTHWEST INSURANCE ALLIANCE; Sole Member; This business is a licensed insurance agency for life and annuity business. It will be dissolved following my affiliation with Avantax; IR; HRS 10; HRS 5; 09/22/2014; 1305 Fowler Street, Suite 2C, Richland WA 99352; Sell and service life insurance and annuity policies 5) ASSOCIATES OF CLIFTON PARK; Insurance Sales Agent; Sales of various insurance include: Medicare Supplement policies, Medigap policies, and Long-Term Care policies that are not available through Avantax Insurance; IR; HRS 2; HRS 0; 07/28/2025; 1305 Fowler Street, Suite 2C, Richland WA 99352; Associates of Clifton Park is an IMO. I will only be selling MedSup and MediGap. I will be receiving trails for Guardian, GE and Equitrust. I will not conduct any other business under Associates of Clifton Park and understand that all other business must go through Avantax. 6) EPIC ENTERPRISE MANAGEMENT LLC; Member; corporate management entity runs the payroll and benefits administration across my businesses; NIR; HRS 2; HRS 1; 12/12/2024; 72609 E Sundown PRSE, Kennewick WA 99338; Assist with reviewing payroll processing, benefits selection and administration, and other employment related services. 7) EPIC TRUST INVESTMENT ADVISORS LLC D/B/A EPIC PRIVATE WEALTH (INVESTMENT DIVISION); Managing Member; Epic Private Wealth is the public facing operating company for our wealth management, financial planning, insurance, accounting, and tax planning & preparation business. All financial related business processed through Avantax/Cetera; IR; HRS 120; HRS 85; 06/11/2014; 1305 Fowler Street, Suite 2C, Richland WA 99352; Majority of my time is spent in marketing and delivering the financial services that our company offers to our clients. 8) EPIC TRUST AZ LLC DBA EPIC PRIVATE WEALTH POS: Manager NATURE: This entity is the partnership entity that I have with Matthew Baker and is affiliated with our Peoria AZ Investment office. Matthew and I are both Registered advisors with Avantax. Epic Private Wealth is the public facing operating company for our wealth management, financial planning, and insurancebusiness. All securities, life & annuity insurance, and financial planningrelated business is performed under this branded D/B/A name and these business revenues are processed throughAvantax/Cetera. INV RELATED: Yes NUMBER OF HRS: 5 SEC TRDNG HRS: 5 START DATE: 03/04/2022 ADDR: 23131 N Lake Pleasant Pkwy, STE 100, Peoria AZ 85383, United States DESC: My primary duties are to oversee the marketing, operations, and financial management of the company.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery Paul Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
October 16, 2015 - Present
EPIC PRIVATE WEALTH
Office #1: 1305 Fowler Street Suite 2c, Richland, WA 99352RIA
CRD#: 281027
Richland, WA
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1305 Fowler St Ste 2c, Richland, WA 99352RIA
CRD#: 105644
RICHLAND, WA
Past
July 30, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Richland, WA
Past
June 17, 2015 - October 19, 2015
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
KENNEWICK, WA
Past
June 30, 2014 - June 12, 2015
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
RIA
CRD#: 151298
OLYMPIA, WA
Past
June 27, 2014 - June 17, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
KENNEWICK, WA
Past
April 5, 2011 - June 30, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
KENNEWICK, WA
Past
March 11, 2011 - June 30, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
KENNEWICK, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/19/2019)
IAR
Nevada(10/7/2019)
IAR
Texas(12/12/2019)
IAR
Utah(7/7/2017)
IAR
Washington(10/16/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Richland, WA 99352TRUST BUT VERIFY
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