LC
Lori P. Crilley
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Sun City, AZ
Some features on this profile are disabled
CRD#: 5888753
LC
Professional summary
Lori Pierce Crilley, who also goes by Lori Jean Crilley, Lori Jean Pierce, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Sun City, Arizona and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Phoenix, Arizona.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Lori has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori Jean Crilley | Lori Jean Pierce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LC FINANCIAL LLC, 11201 N Tatum Blvd #300, Phoenix AZ 85028, 8/2009 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO - 0 HR/MO TRADING. 2. LC FINANCIAL LLC, 11201 N Tatum Blvd #300, Phoenix AZ 85028, 8/2009, AS FINANCIAL PROFESSIONAL UTILIZING DBA NAME, INV REL, 180 HR/MO - 160 HR/MO TRADING. 3. DPR REALTY LLC, 8341 E GELDING DR, SCOTTSDALE, AZ 85260, 3/2005, REALTOR. NIR, 1 HR/MO - 0 HR/MO TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5. LC FINANCIAL, LLC, 11201 N Tatum Blvd #300, Phoenix AZ 85028, 05/2020, MEDICAL COST SHARING, NEW MEMBER,MEDICAL INSURANCE THROUGH CHRISTIAN CARE MINISTRY, NIR, 1 HR/MO - 0 HR/MO TRADING 6. RENTAL PROPERTY, 12149 W ELECTRA LN, SUN CITY, AZ 85373, 01/2017, Owner/Landlord, Real Estate, NIR, 1 HR/MO- 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Lori Pierce Crilley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 11201 N Tatum Blvd #300, Phoenix, AZ 85028RIA
CRD#: 134139
Sun City, AZ
Current
August 3, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 11201 N Tatum Blvd #300, Phoenix, AZ 85028BD
CRD#: 39543
Phoenix, AZ
Past
June 21, 2017 - August 10, 2017
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Phoenix, AZ
Past
June 21, 2017 - August 10, 2017
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Phoenix, AZ
Past
August 29, 2016 - June 21, 2017
CAPITAL CHOICE INVESTMENT ADVISERS, INC.
RIA
CRD#: 145932
Phoenix, AZ
Past
February 24, 2011 - June 21, 2017
CCF INVESTMENTS, INC.
BD
CRD#: 136571
Phoenix, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/17/2020)
RR
Alaska(8/30/2021)
RR
Arizona(8/3/2017)
IAR
Arizona(8/8/2017)
RR
California(8/3/2017)
RR
Colorado(8/3/2017)
RR
Florida(8/30/2021)
RR
Georgia(8/3/2017)
RR
Idaho(8/3/2017)
RR
Illinois(5/21/2019)
RR
Indiana(11/23/2024)
RR
Iowa(2/14/2025)
RR
Michigan(1/4/2021)
RR
Minnesota(2/15/2024)
RR
Mississippi(1/4/2021)
RR
Missouri(4/1/2021)
RR
Nevada(7/24/2025)
RR
North Dakota(9/20/2021)
RR
Ohio(8/3/2017)
RR
Oregon(8/3/2017)
RR
Pennsylvania(7/9/2020)
RR
South Carolina(10/11/2018)
RR
South Dakota(1/3/2023)
RR
Texas(8/3/2017)
IAR
Texas(8/3/2017)
RR
Utah(7/31/2020)
RR
Virginia(8/3/2017)
RR
Washington(8/3/2017)
RR
West Virginia(10/20/2022)
RR
Wisconsin(11/19/2024)
RR
Wyoming(8/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
