Benjamin M. Shapiro
Professional summary
Benjamin Max Shapiro is a registered financial professional currently at AVATAR SECURITIES, LLC located in New York, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2011. Benjamin has worked at 4 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Max Shapiro's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2018 - Present
AVATAR SECURITIES, LLC
Office #1: 148 Madison Ave 5th Floor, New York, NY 10016November 7, 2014 - January 4, 2018
T3 TRADING GROUP, LLC
January 24, 2014 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
February 24, 2011 - February 20, 2014
G-2 TRADING,LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Nasdaq PHLX LLC
Current Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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