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FIRM PROFILE
Overview
AVATAR SECURITIES, LLC is located at 148 Madison Ave 5th Floor, New York, NY 10016 and was first established at New York, Delaware in 05/14/2008. After operating for 17 years, AVATAR SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of AVATAR SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. AVATAR SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at AVATAR SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access AVATAR SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at AVATAR SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for AVATAR SECURITIES, LLC Comes From
Understanding the Statistics for AVATAR SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
148 Madison Ave 5th Floor, New York, NY 10016
148 Madison Ave 5th Floor, New York, NY 10016
Small
(212) 217-2800
Delaware since 05/14/2008
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | ||
| DEETER, MISHA BODHI | MEMBER | 5132163 | |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 | |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 | |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 | |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
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Advisor's working at AVATAR SECURITIES, LLC
Jacqueline Lee Sloan Nowak
Robert Francis Galliven
Bryant Francis Pantano
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