EH
Eugene Hsieh
EQT PARTNERS BD
San Francisco, CA 94103
Some features on this profile are disabled
CRD#: 5885764
EH
Professional summary
Eugene Hsieh is a registered financial professional currently at EQT PARTNERS BD, LLC located in San Francisco, California.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 2011. Eugene has worked at 4 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eugene Hsieh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2023 - Present
EQT PARTNERS BD, LLC
Office #1: 150 Spear Street Suite 1350, San Francisco, CA 94103BD
CRD#: 322826
San Francisco, CA
Past
December 7, 2020 - August 23, 2022
VICTORY CAPITAL SERVICES, INC.
BD
CRD#: 37059
San Francisco, CA
Past
April 5, 2013 - December 11, 2020
NATIXIS DISTRIBUTION, LLC
BD
CRD#: 34754
San Francisco, CA
Past
March 29, 2011 - April 1, 2013
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2023)
RR
Alaska(5/30/2023)
RR
Arizona(6/13/2023)
RR
Arkansas(6/8/2023)
RR
California(5/25/2023)
RR
Colorado(6/1/2023)
RR
Connecticut(5/24/2023)
RR
Delaware(6/5/2023)
RR
District of Columbia(7/10/2023)
RR
Florida(7/6/2023)
RR
Georgia(5/30/2023)
RR
Hawaii(6/1/2023)
RR
Idaho(5/24/2023)
RR
Illinois(6/2/2023)
RR
Indiana(7/11/2023)
RR
Iowa(5/30/2023)
RR
Kansas(5/30/2023)
RR
Kentucky(6/2/2023)
RR
Louisiana(6/7/2023)
RR
Maine(5/25/2023)
RR
Maryland(5/25/2023)
RR
Massachusetts(6/23/2023)
RR
Michigan(5/26/2023)
RR
Minnesota(8/8/2023)
RR
Mississippi(5/30/2023)
RR
Missouri(5/30/2023)
RR
Montana(6/6/2023)
RR
Nebraska(6/15/2023)
RR
Nevada(6/20/2023)
RR
New Hampshire(6/21/2023)
RR
New Jersey(6/21/2023)
RR
New Mexico(5/30/2023)
RR
New York(6/8/2023)
RR
North Carolina(6/5/2023)
RR
North Dakota(5/30/2023)
RR
Ohio(5/24/2023)
RR
Oklahoma(6/6/2023)
RR
Oregon(5/28/2023)
RR
Pennsylvania(5/25/2023)
RR
Puerto Rico(6/28/2023)
RR
Rhode Island(6/1/2023)
RR
South Carolina(5/26/2023)
RR
South Dakota(6/6/2023)
RR
Tennessee(5/25/2023)
RR
Texas(6/8/2023)
RR
Utah(5/25/2023)
RR
Vermont(6/8/2023)
RR
Virgin Islands(6/23/2023)
RR
Virginia(6/7/2023)
RR
Washington(5/31/2023)
RR
West Virginia(6/5/2023)
RR
Wisconsin(5/25/2023)
RR
Wyoming(6/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EP
EQT PARTNERS BD, LLC
EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC
CRD#: 322826 / SEC#: , 8-70966
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Mailing Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Phone number
(484) 531-7456
Established
Delaware since 07/28/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
