Eugene Hsieh
Professional Summary
Eugene Hsieh is a registered financial advisor currently at EQT PARTNERS BD, LLC located in San Francisco, California. Eugene is registered as a RR (Registered Representative) and started their career in finance in 2011. Eugene has worked at 4 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Years of Experience
15 years in the financial services industry
Current & Past Employments
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Current Firm
EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC
Contact Information
Main Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087Mailing Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087Phone Number
(484) 531-7456Established
Delaware since 07/28/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(6/9/2023)
(5/30/2023)
(6/13/2023)
(6/8/2023)
(5/25/2023)
(6/1/2023)
(5/24/2023)
(6/5/2023)
(7/10/2023)
(7/6/2023)
(5/30/2023)
(6/1/2023)
(5/24/2023)
(6/2/2023)
(7/11/2023)
(5/30/2023)
(5/30/2023)
(6/2/2023)
(6/7/2023)
(5/25/2023)
(5/25/2023)
(6/23/2023)
(5/26/2023)
(8/8/2023)
(5/30/2023)
(5/30/2023)
(6/6/2023)
(6/15/2023)
(6/20/2023)
(6/21/2023)
(6/21/2023)
(5/30/2023)
(6/8/2023)
(6/5/2023)
(5/30/2023)
(5/24/2023)
(6/6/2023)
(5/28/2023)
(5/25/2023)
(6/28/2023)
(6/1/2023)
(5/26/2023)
(6/6/2023)
(5/25/2023)
(6/8/2023)
(5/25/2023)
(6/8/2023)
(6/23/2023)
(6/7/2023)
(5/31/2023)
(6/5/2023)
(5/25/2023)
(6/19/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2011About the Series 6 examSRO Registrations
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
CRS (Client Relationship Summary) - BD
Click below to view Eugene Hsieh's CRS (Customer Relationship Summary).
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
