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DH

Daniel Heller

SUSQUEHANNA SECURITIES

New York, NY

·CRD# 5883233·15 years experience

Professional Summary

Daniel Heller, who also goes by Daniel Mark Heller, is a registered financial advisor currently at SUSQUEHANNA SECURITIES, LLC located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 3 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE and Series 56 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Mark Heller

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

SUSQUEHANNA SECURITIES, LLC·CRD# 35874

BD

30 Hudson Yards 16th Floor, New York, NY 10001

July 1, 2026 - Present

J.P. MORGAN SECURITIES LLC·CRD# 79

BD

Chicago, IL

February 9, 2022 - June 28, 2024

BELVEDERE TRADING LLC·CRD# 132605

BD

Chicago, IL

April 18, 2011 - March 10, 2014

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Anthony J. Macagna

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Current Firm

SS

SUSQUEHANNA SECURITIES, LLC

SUSQUEHANNA SECURITIES | SUSQUEHANNA SECURITIES, LLC

CRD#: 35874 / SEC#: 8-47034

BD

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122

Mailing Address

401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122

Phone Number

(610) 617-2600

Established

Delaware since 08/31/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
SSUS HOLDINGS, LLC	MEMBER	—
FARLEY, MEGHAN ELIZABETH	FINOP	7965658
FERNANDEZ, ALEJANDRO	PRESIDENT	4552870
MCENTEE, ROBERT FRANCIS JR.	CHIEF COMPLIANCE OFFICER	4722705
SIMPSON, MICHAEL ROBERT	POO	7521292

Disclosures

Regulatory Event

63

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2022About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jul 2026About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Feb 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2021About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Oct 2011

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

MIAX Sapphire

SRO Registrations

MX2 LLC

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

Texas Stock Exchange LLC

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Heller's CRS (Customer Relationship Summary).

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DH

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