David A. Mckenzie
Professional Summary
David A. Mckenzie is a registered financial advisor currently at GROUP ONE TRADING LLC located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 2011. David has worked at 1 firm and has passed the Series 57TO, SIE and Series 56 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
GROUP ONE TRADING LLC | GROUP ONE TRADING, L.P.
Contact Information
Main Address
425 S Financial Place Suite 3400, Chicago, IL 60605Mailing Address
425 S Financial Place Suite 3400, Chicago, IL 60605Phone Number
(312) 347-8864Established
Delaware since 10/01/2024Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Jul 2011SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David A. Mckenzie's CRS (Customer Relationship Summary).
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