Christopher Anthony Lopez
Professional Summary
Christopher Anthony Lopez is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Orlando, Florida. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2011. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PACKERLAND BROKERAGE SERVICES, INC.
Contact Information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709Mailing Address
432 Security Blvd., Green Bay, WI 54313Phone Number
(920) 662-9500Established
Wisconsin since 07/11/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
Medium# of Employees
318SEC notice filing (48 States and Territories)
Registered to provide investment advisory services in 48 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 48 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
| SOLDNER, JASON TYLER | DIRECTOR OF FINANCE | 5440518 |
| VANDEBERG, DEREK JAMES | DIRECTOR OF OPERATIONS | 7536444 |
| ZWIERZYNSKI, SCOTT PAUL | DIRECTOR OF RECRUITING | 3171610 |
Regulatory Assets Under Management
Total Number of Accounts
6,993AUM (Assets Under Management)
$1,358,224,265Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PACKERLAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
(2/7/2023)
(12/1/2020)
(12/1/2020)
(6/25/2024)
(1/11/2022)
(12/1/2020)
(12/1/2020)
(12/1/2020)
(12/1/2020)
(12/1/2020)
(12/1/2020)
(12/1/2020)
(12/1/2020)
(12/1/2020)
(12/1/2020)
(12/1/2020)
(12/1/2020)
(10/18/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2011About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2011About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Anthony Lopez's CRS (Customer Relationship Summary).
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