Steven G Westenberg
Professional Summary
Steven G Westenberg is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Oconto, Wisconsin. Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
PACKERLAND BROKERAGE SERVICES, INC.
Contact Information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709Mailing Address
432 Security Blvd., Green Bay, WI 54313Phone Number
(920) 662-9500Established
Wisconsin since 07/11/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
Medium# of Employees
318SEC notice filing (48 States and Territories)
Registered to provide investment advisory services in 48 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 48 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
| SOLDNER, JASON TYLER | DIRECTOR OF FINANCE | 5440518 |
| VANDEBERG, DEREK JAMES | DIRECTOR OF OPERATIONS | 7536444 |
| ZWIERZYNSKI, SCOTT PAUL | DIRECTOR OF RECRUITING | 3171610 |
Regulatory Assets Under Management
Total Number of Accounts
6,993AUM (Assets Under Management)
$1,358,224,265Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PACKERLAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
(5/22/2024)
(5/22/2024)
(8/10/2012)
(2/6/2018)
(6/26/2023)
(6/27/2023)
(1/24/2020)
(1/24/2020)
(3/17/1998)
(5/18/2023)
(3/20/2015)
(9/16/2015)
(11/6/2017)
(11/17/2017)
(9/18/2025)
(9/19/2025)
(7/31/2001)
(6/29/2010)
(8/14/2018)
(8/15/2018)
(1/27/2026)
(1/27/2026)
(12/12/2024)
(12/12/2024)
(9/30/2026)
(9/30/2026)
(7/13/2010)
(8/1/2019)
(6/22/2026)
(11/17/2021)
(11/18/2021)
(2/9/2022)
(2/9/2022)
(7/8/2025)
(7/10/2025)
(3/28/2022)
(3/28/2022)
(6/6/1995)
(5/24/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Apr 1996Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1994About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Steven G Westenberg's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Steven G Westenberg's CRS (Customer Relationship Summary).
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