Zachary P Kelly
Professional Summary
Zachary P Kelly is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Appleton, Wisconsin. Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Zachary has worked at 1 firm and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
PACKERLAND BROKERAGE SERVICES, INC.
Contact Information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709Mailing Address
432 Security Blvd., Green Bay, WI 54313Phone Number
(920) 662-9500Established
Wisconsin since 07/11/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
Medium# of Employees
318SEC notice filing (48 States and Territories)
Registered to provide investment advisory services in 48 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 48 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
| SOLDNER, JASON TYLER | DIRECTOR OF FINANCE | 5440518 |
| VANDEBERG, DEREK JAMES | DIRECTOR OF OPERATIONS | 7536444 |
| ZWIERZYNSKI, SCOTT PAUL | DIRECTOR OF RECRUITING | 3171610 |
Regulatory Assets Under Management
Total Number of Accounts
6,993AUM (Assets Under Management)
$1,358,224,265Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PACKERLAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
(11/18/2013)
(11/18/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Sep 2008About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Zachary P Kelly's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Zachary P Kelly's CRS (Customer Relationship Summary).
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