CM
Christopher D. Mcvay
VOYA FINANCIAL ADVISORS
Warwick, RI 02889
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CRD#: 5878478
CM
Professional summary
Christopher D Mcvay is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Warwick, Rhode Island.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HOUSE OF HOPE POSITION: Board of Directors NATURE: Looking to end homlessness INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 3188 Post Road, Warwick RI 02889, United States DESCRIPTION: attend Board Meetings BOOMERANGS ROADHOUSE POSITION: Bartender NATURE: wait tables, make drinks INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2025 ADDRESS: 293 Providence Street, West Warwick RI 02893, United States DESCRIPTION: wait tables, make drinks
CRS (Client Relationship Summary) - RIA
Click below to view Christopher D Mcvay's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher D Mcvay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 15 Alfred Street, Warwick, RI 02889RIA
BD
CRD#: 2882
Warwick, RI
Current
May 1, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 15 Alfred Street, Warwick, RI 02889RIA
BD
CRD#: 2882
Warwick, RI
Past
August 15, 2023 - May 7, 2024
BOUNTIFUL INVESTMENT MANAGEMENT LLC
RIA
CRD#: 281437
RUMFORD, RI
Past
March 21, 2023 - August 1, 2023
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
Providence, RI
Past
February 15, 2022 - August 1, 2023
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
Providence, RI
Past
March 25, 2017 - September 13, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BOSTON, MA
Past
October 1, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BOSTON, MA
Past
December 2, 2013 - June 30, 2015
OSAIC SERVICES, INC.
BD
CRD#: 133763
PROVIDENCE, RI
Past
February 16, 2011 - May 30, 2013
OSAIC SERVICES, INC.
BD
CRD#: 133763
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Rhode Island(5/1/2024)
IAR
Rhode Island(6/17/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Warwick, RI 02889TRUST BUT VERIFY
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