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Nathan Harliegh Semple

GIGATRADE BROKERAGE

WATERTOWN, MN

·CRD# 5878137·15 years experience

Professional Summary

Nathan Harliegh Semple, who also goes by Nate Semple, Nathan Harley Semple, is a registered financial advisor currently at GIGATRADE BROKERAGE, LLC located in Watertown, Minnesota. Nathan is registered as a RR (Registered Representative) and started their career in finance in 2011. Nathan has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, Series 7TO, Series 3, SIE, Series 56, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nate Semple, Nathan Harley Semple

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

GIGATRADE BROKERAGE, LLC·CRD# 332100

BD

Watertown, MN

May 29, 2026 - Present

LUPO SECURITIES, LLC·CRD# 43761

BD

Chicago, IL

November 21, 2017 - November 2, 2018

BELVEDERE TRADING LLC·CRD# 132605

BD

Chicago, IL

March 14, 2011 - February 25, 2016

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Current Firm

GB

GIGATRADE BROKERAGE, LLC

GIGATRADE BROKERAGE, LLC

CRD#: 332100 / SEC#: 8-71266

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

5532 Lillehammer Lane Suite 100, Park City, UT 84098

Mailing Address

5532 Lillehammer Lane Suite 100, Park City, UT 84098

Phone Number

(847) 323-2560

Established

Delaware since 04/12/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
GIGATRADE, LLC	SOLE MEMBER	—
HEBERT, MICHAEL JAMES	REGISTERED PRINCIPAL/ROP	1229298
JOHNSON, KRISTY KAY	FINOP/CFO	4470948
SCHWARTZ, JEFFREY DAVID	CHIEF COMPLIANCE OFFICER	2379690
SEMPLE, NATHAN HARLIEGH	PRESIDENT/COO	5878137

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(6/11/2026)

RR

Alaska
(6/2/2026)

RR

Arizona
(6/17/2026)

RR

Arkansas
(6/11/2026)

RR

California
(6/4/2026)

RR

Colorado
(6/18/2026)

RR

Connecticut
(6/18/2026)

RR

Delaware
(6/23/2026)

RR

District of Columbia
(7/10/2026)

RR

Florida
(7/13/2026)

RR

Georgia
(6/12/2026)

RR

Hawaii
(6/3/2026)

RR

Idaho
(6/3/2026)

RR

Illinois
(6/11/2026)

RR

Indiana
(6/16/2026)

RR

Iowa
(6/9/2026)

RR

Kansas
(6/3/2026)

RR

Kentucky
(6/4/2026)

RR

Louisiana
(6/11/2026)

RR

Maine
(6/11/2026)

RR

Maryland
(6/15/2026)

RR

Massachusetts
(9/22/2026)

RR

Michigan
(5/29/2026)

RR

Minnesota
(6/10/2026)

RR

Mississippi
(6/18/2026)

RR

Missouri
(7/17/2026)

RR

Montana
(5/29/2026)

RR

Nebraska
(6/29/2026)

RR

Nevada
(6/10/2026)

RR

New Hampshire
(6/9/2026)

RR

New Jersey
(6/11/2026)

RR

New Mexico
(7/22/2026)

RR

New York
(6/11/2026)

RR

North Carolina
(6/11/2026)

RR

North Dakota
(7/13/2026)

RR

Ohio
(5/29/2026)

RR

Oklahoma
(6/8/2026)

RR

Oregon
(6/12/2026)

RR

Pennsylvania
(6/15/2026)

RR

Puerto Rico
(6/24/2026)

RR

Rhode Island
(6/22/2026)

RR

South Carolina
(6/11/2026)

RR

South Dakota
(7/15/2026)

RR

Tennessee
(6/12/2026)

RR

Texas
(6/30/2026)

RR

Utah
(6/2/2026)

RR

Vermont
(6/12/2026)

RR

Virgin Islands
(6/18/2026)

RR

Virginia
(6/26/2026)

RR

Washington
(6/16/2026)

RR

West Virginia
(6/4/2026)

RR

Wisconsin
(6/12/2026)

RR

Wyoming
(6/17/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2026About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2025About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed May 2026About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed May 2025About the Series 57TO exam

Series 7TO — General Securities Representative Examination

Passed Aug 2024About the Series 7TO exam

Series 3 — National Commodity Futures Examination

Passed Jun 2024About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2024About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Sep 2011

Series 4 — Registered Options Principal Examination

Passed Nov 2024About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 2024About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nathan Harliegh Semple's CRS (Customer Relationship Summary).

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NS

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