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Luciana Campos

BTG PACTUAL US CAPITAL
NEW YORK, NY
·CRD# 5875481·7 years experience

Professional Summary

Luciana Campos, who also goes by Luciana Pires Campos, Luciana Pires Campos, is a registered financial advisor currently at BTG PACTUAL US CAPITAL, LLC located in New York, New York. Luciana is registered as a RR (Registered Representative) and started their career in finance in 2019. Luciana has worked at 1 firm and has passed the Series 99TO, SIE and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Luciana Pires Campos, Luciana Pires Campos

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

BTG PACTUAL US CAPITAL, LLC·CRD# 149486
BD
601 Lexington Avenue 57th Floor, New York, NY 10022-6831
May 7, 2019 - Present

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Current Firm

BP
BTG PACTUAL US CAPITAL, LLC

BTG CAPITAL CORP. | BTG SECURITIES CORPORATION | BTG PACTUAL WEALTH MANAGEMENT | BTG PACTUAL US CAPITAL, LLC | BTG PACTUAL US CAPITAL LLC | BTG PACTUAL US CAPITAL CORP. | BTG PACTUAL US

CRD#: 149486 / SEC#: 8-68148
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

601 Lexington Avenue 57th Floor, New York, NY 10022-6831

Mailing Address

601 Lexington Avenue 57th Floor, New York, NY 10022-6831

Phone Number

(212) 293-4600

Established

Delaware since 05/07/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BTG PACTUAL BANCORP LLCMANAGING MEMBER—
CAMPOS, LUCIANACHIEF FINANCIAL OFFICER/FINOP5875481
KEARNEY, JAMES FRANCIS IIICHIEF RISK OFFICER6388373
LIMA PONTES, GUSTAVOCHIEF OPERATING OFFICER5910623
MORITZ CAVALCANTI, RENATOCO-CEO7626573
PARK, DEAN SANG YOONCHIEF COMPLIANCE OFFICER4096412
TENENTE, ADRIANO FERNANDESCO-CEO5248572

Disclosures

Regulatory Event

2

Civil Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Oct 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2024About the SIE exam

Series 27 — Financial and Operations Principal Examination

Passed May 2019About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Luciana Campos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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