Jianfeng Zhang

US TIGER SECURITIES

New York, NY 10022

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CRD#: 5874883

Professional summary

Jianfeng Zhang, who also goes by Fred Zhang, is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in Roseland, New Jersey.

Jianfeng is registered as a RR (Registered Representative) and started their career in finance in 2012. Jianfeng has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 99 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Fred Zhang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jianfeng Zhang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2022 - Present

US TIGER SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022

CRD#: 120583

New York, NY

Current

June 16, 2022 - Present

TRADEUP SECURITIES, INC.

Office #1: 101 Eisenhower Parkway, Roseland, NJ 07068Office #2: 437 Madison Ave 27th Floor, New York, NY 10022

CRD#: 18483

Roseland, NJ

Past

July 31, 2019 - November 11, 2021

TRADEUP SECURITIES, INC.

CRD#: 18483

ROSELAND, NJ

Past

December 20, 2016 - November 11, 2021

US TIGER SECURITIES, INC.

CRD#: 120583

NEW YORK, NY

Past

March 21, 2012 - April 18, 2016

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

CRD#: 131487

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(10/17/2023)

New Jersey
(6/16/2022)

New York
(6/16/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2012

General Securities Representative Examination

General Industry/Product Exam

Series 99

Date: 3/20/2012

Operations Professional Examination

Principal/Supervisory Exam

Series 24

Date: 1/19/2017

General Securities Principal Examination

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

TRADEUP SECURITIES, INC.

MARSCO INVESTMENT CORPORATION | TRADEUP SECURITIES, INC.

CRD#: 18483 / SEC#: , 8-36754

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

437 Madison Ave 27th Floor, New York, NY 10022

Mailing Address

437 Madison Ave 27th Floor, New York, NY 10022

Phone number

(973) 228-2886

Established

New Jersey since 09/03/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TIGER FINTECH HOLDINGS INC.	DOMESTIC ENTITY
COHEN, MICHAEL LINDSEY	AMLCO	2246010
HUANG, LEI	BOARD OF DIRECTOR	5248191
HUANG, LEI	CEO	5248191
LIANG, CE	HEAD OF FINANCE/ PFO	7554601
LIU, YOUQING	FINOP/POO/CFO	5893930
LUPO, VINCENT JR.	CHIEF OPERATIONS OFFICER	1478037
YE, GUANWU	CCO	5985247

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jianfeng Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jianfeng Zhang's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADEUP SECURITIES, INC.

TRADEUP SECURITIES, INC.

US TIGER SECURITIES, INC.

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2017

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2012

Series 99

Date: 3/20/2012

Series 24

Date: 1/19/2017

Cboe EDGX Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

TRADEUP SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADEUP SECURITIES, INC.

TRUST BUT VERIFY

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