Tyler J. Turtoro

HEROLD ADVISORS

Staten Island, NY 10305

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CRD#: 5872949

Professional summary

Tyler Joseph Turtoro, who also goes by Tyler J Turtoro, Tyler Turtoro, is a registered financial advisor currently at HEROLD ADVISORS, INC. located in Staten Island, New York and HEROLD & LANTERN INVESTMENTS, INC. located in Staten Island, New York.

Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Tyler has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler J Turtoro | Tyler Turtoro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGISTERED AS A REGISTERED INVESTMENT ADVISOR WITH HEROLD ADVISORS LOCATED AT 845 3RD AVE SUITE 1703 NY NY 10022. ANTICIPATE SPENDING APPROXIMATELY 5 HOURS/MONTH MOST OF WHICH DURING SECURITIES TRADING HOURS. DUTIES INVOLVE SALES AS A REGISTERED INVESTMENT ADVISOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Joseph Turtoro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2022 - Present

HEROLD ADVISORS, INC.

Office #1: 1190 Hylan Blvd, Staten Island, NY 10305

RIA

CRD#: 105090

Staten Island, NY

Current

October 14, 2022 - Present

HEROLD & LANTERN INVESTMENTS, INC.

Office #1: 1190 Hylan Blvd, Staten Island, NY 10305

CRD#: 30996

Staten Island, NY

Past

August 2, 2022 - October 20, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SHELTON, CT

Past

August 2, 2022 - October 20, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

SHELTON, CT

Past

July 9, 2018 - August 2, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STATEN ISLAND, NY

Past

May 15, 2018 - August 2, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STATEN ISLAND, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEROLD ADVISORS, INC.

CRD#: 105090 / SEC#: 801-11216

RIA

Registered Investment Advisory firm - (1/2/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/14/2022)

Florida
(10/14/2022)

Massachusetts
(10/14/2022)

New Jersey
(10/14/2022)

New York
(10/14/2022)

IAR

New York
(10/14/2022)

Rhode Island
(10/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HEROLD ADVISORS, INC.

CRD#: 105090 / SEC#: 801-11216

RIA

Registered Investment Advisory firm - (1/2/1976 Approved)

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Contact information

Main Address

845 Third Avene Suite 1703, New York, NY 10022-7513

Mailing Address

Phone number

(212) 371-3950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HEROLD ADVISORS, INC. MANAGED ACCOUNT FIRM BROCHURE MARCH 2025 (3/31/2025)

HEROLD ADVISORS, INC. INDIVIDUAL INVESTMENT CONSULTING WRAP FEE ADVISORY PROGRAM BROCHURE MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 489,697,335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler J. Turtoro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Joseph Turtoro's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEROLD & LANTERN INVESTMENTS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HEROLD ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2018

FINRA

Current Firm

HEROLD ADVISORS, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEROLD ADVISORS, INC.

TRUST BUT VERIFY

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