Regan L. Else

WEALTH MANAGEMENT

Seward, NE 68434

Some features on this profile are disabled

CRD#: 5870913

Professional summary

Regan Lee Else, who also goes by Regan Else, is a registered financial advisor currently at WEALTH MANAGEMENT located in Seward, Nebraska.

Regan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Regan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Regan Else

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gabriel Burger Else CPA PC- not investment related - 418 Seward St Seward, NE 68434 - accounting - Vice President - 10/2010 - Approx 180 hours monthly/Approx 160 hours monthly during securities trading hours - accounting. Else & Burger Properties, LLC - not investment related - LLC - 418 Seward St Seward NE 68434 - Real Estate - Member - 6/2013 - 1 hour monthly/0 hours during trading hours - bookkeeping Focus Properties, LLC - not investment related - LLC - 612 Seward St Seward NE 68434 - Real Estate - Member - 6/2013 - 1 hour monthly/0 hours during trading hours - passive member

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Regan Lee Else's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2011 - Present

WEALTH MANAGEMENT

Office #1: 418 Seward St, Seward, NE 68434

RIA

CRD#: 137080

Seward, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH MANAGEMENT

WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT

CRD#: 137080 / SEC#: 801-65977

RIA

Registered Investment Advisory firm - (2/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/7/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2010

Uniform Investment Adviser Law Examination

Current Firm

WEALTH MANAGEMENT

WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT

CRD#: 137080 / SEC#: 801-65977

RIA

Registered Investment Advisory firm - (2/17/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

125 South 4th Street, Norfolk, NE 68701

Mailing Address

Po Box 1264, Norfolk, NE 68702-1264

Phone number

(402) 371-1160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH MANAGEMENT ADV PART 2A (4/29/2025)

Regulatory assets under management

Total Number of Accounts	3,617
AUM (Assets Under Management)	$ 3,100,744,962

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Braddock

ALMEGA WEALTH MANAGEMENT

IAR

Raliegh, NC

Jori Guzhuna

AMERITAS ADVISORY SERVICES, LLC

LINCOLN, NE

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Regan L. Else

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Regan Lee Else's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH MANAGEMENT

Primary Firm SEC Registration

WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2010

Current Firm

WEALTH MANAGEMENT

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors