Stephen M. Demaio

ALLSTATE FINANCIAL ADVISORS

Bethpage, NY 11714-4400

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CRD#: 5868354

Professional summary

Stephen Michael Demaio, who also goes by Steve Demaio, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Bethpage, New York and ALLSTATE FINANCIAL SERVICES, LLC located in Bethpage, New York.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Stephen has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Demaio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILTON RE LIFE INSURANCE POSITION: Agent NATURE: Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 195 Park Ave, Bethpage NY 11776, United States DESCRIPTION: Life insurance business from previous Allstate Life Company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Demaio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2023 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 195 Park Ave, Bethpage, NY 11714-4400

RIA

CRD#: 109524

Bethpage, NY

Current

January 9, 2023 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 195 Park Ave, Bethpage, NY 11714-4400

CRD#: 18272

Bethpage, NY

Past

August 10, 2021 - June 27, 2022

FISHER INVESTMENTS

RIA

CRD#: 107342

PORT JEFFERSON STATION, NY

Past

April 12, 2016 - June 30, 2021

LPL FINANCIAL LLC

CRD#: 6413

EAST SETAUKET, NY

Past

May 28, 2014 - April 14, 2016

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

SPEONK, NY

Past

October 8, 2012 - May 16, 2014

OSAIC FA, INC.

CRD#: 3978

MELVILLE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/2/2025)

New York
(1/9/2023)

IAR

New York
(1/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/5/2012

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen M. Demaio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Demaio's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

FISHER INVESTMENTS

LPL FINANCIAL LLC

ALLSTATE FINANCIAL SERVICES, LLC

OSAIC FA, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2021

Series 63

Date: 11/20/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/20/2017

Series 6

Date: 10/5/2012

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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