Jonathan J. Pitzen
Professional summary
Jonathan James Pitzen, who also goes by Jonathan James Pitzen, Jonathan Pitzen, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Sheboygen Falls, Wisconsin.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2017. Jonathan has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan James Pitzen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1160 Fond Du Lac Ave, Sheboygen Falls, WI 53085March 24, 2021 - October 17, 2024
LPL FINANCIAL LLC
August 8, 2019 - March 24, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
June 13, 2018 - July 30, 2018
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
February 11, 2017 - June 6, 2018
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2024)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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