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Alberto Afrem Yacoub

CRD# 5866794·Registered 2010 - 2024
Previously Registered: Being a previously registered professional could mean that Alberto is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alberto Afrem Yacoub, who also goes by Alberto Yacoub, was a registered financial advisor. Alberto was a previously registered financial professional and started their career in finance 2010 - 2024. Alberto had worked at 2 firms and has passed the Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alberto Yacoub

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

ALLARIA SECURITIES, LLC·CRD# 286504
BD
Miami, FL
August 27, 2021 - February 22, 2024
BARCLAYS CAPITAL INC.·CRD# 19714
BD
Buenos Aires
December 22, 2010 - January 10, 2012

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Current Firm

AS
ALLARIA SECURITIES, LLC

ALLARIA SECURITIES, LLC

CRD#: 286504 / SEC#: 8-69891
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1110 Brickell Avenue Suite 603, Miami, FL 33131

Mailing Address

1110 Brickell Avenue Suite 603, Miami, FL 33131

Phone Number

(786) 686-5400

Established

Florida since 11/10/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLARIA LATAM INVESTMENT SERVICES, INCMEMBER—
CATOGGIO, STELLA MCHIEF EXECUTIVE OFFICER2987511
PARDO, FERNANDOCHIEF COMPLIANCE OFFICER/AMLCO6171442
RODRIGUEZ, AARON NETZAHUALCOYOTLFINOP5421965
ROWE, KEVIN ANTHONYDIRECTOR OF REGULATORY AFFAIRS4641264

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Aug 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2021About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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