JR
Joseph C. Robillard
WINDWARD CAPITAL MANAGEMENT CO
Los Angeles, CA 90025
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CRD#: 5865733
JR
Professional summary
Joseph Colin Robillard is a registered financial advisor currently at WINDWARD CAPITAL MANAGEMENT CO located in Los Angeles, California and S.L. REED & COMPANY located in Los Angeles, California.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Joseph has worked at 2 firms and has passed the Series 65, Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Chair 23 LLC; Investment-related; 4922 Hayvenhurst Ave., Encino, CA 91436; rental properties; Owner 50%; Start: 10/11/21; 0 hrs. devoted; 0 hrs. during trading hrs.; rental properties, managed by professional property manager. 2. Personal Rental property; Not Investment-related; 15242 La Maida St., Sherman Oaks, CA 91403; personal rental property; Owner 100%; 0 hrs. devoted to business during month; 0 hrs. during trading hours; rental properties, managed by professional property manager. 3. Windward Capital Mangement Company, Investment -related; 11111 Santa Monica Blvd, Los Angeles, CA 90028; Registered Investment Advisor; President; Own 100%; Start: 11/2010; 150 hrs. during trading hours; affiliated RIA. 4. Windward Group Holding Co. LLC; Investment-related; 11111 Santa Monica Blvd, Los Angeles, CA 90028; 100% owner of Winward Capital Group, Inc.; Owner 100%; Start: 03/28/23; 0 hrs. per month; 0 hrs. during trading hours; President of Company/Holding Company for Windward Capital and S.L. Reed & Company. 5. Mammoth Rock Hold Co, LLC; Investment-related; 17941 Rancho St., Encino, CA 91316; Real Estate Investments/Holding Co, for operating company that operates bowling alley and restaurant; Owner; Start: 03/14/25; 0 hrs. per month; 0 hrs. during trading hours; Owner 6. Mammoth Rock N Bowl; Investment-related; 3029 Chateau Road, Mammoth Lakes, CA 93546; Entertainment/Restaurant; Owner; Start: 04/23/25; 0 hrs./ month; 0 hrs./month during trading hrs.; entertainment/restaurant.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Colin Robillard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2023 - Present
WINDWARD CAPITAL MANAGEMENT CO
Office #1: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025RIA
CRD#: 106908
Los Angeles, CA
Current
January 27, 2011 - Present
S.L. REED & COMPANY
Office #1: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346Office #2: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346BD
CRD#: 40744
Los Angeles, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WINDWARD CAPITAL MANAGEMENT CO
WINDWARD CAPITAL MANAGEMENT CO
CRD#: 106908 / SEC#: 801-50819
RIA
Registered Investment Advisory firm - (12/14/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/20/2025)
RR
California(2/23/2011)
IAR
California(8/24/2023)
RR
Massachusetts(8/18/2025)
RR
New Mexico(6/18/2018)
RR
Oregon(3/20/2025)
RR
Texas(3/20/2025)
RR
Washington(5/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WC
WINDWARD CAPITAL MANAGEMENT CO
WINDWARD CAPITAL MANAGEMENT CO
CRD#: 106908 / SEC#: 801-50819
RIA
Registered Investment Advisory firm - (12/14/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 893-3000
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 1,326,123,739 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
