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JR

Joseph C. Robillard

WINDWARD CAPITAL MANAGEMENT CO
Los Angeles, CA 90025
Some features on this profile are disabled
CRD#: 5865733
JR

Professional summary

Joseph Colin Robillard is a registered financial advisor currently at WINDWARD CAPITAL MANAGEMENT CO located in Los Angeles, California and S.L. REED & COMPANY located in Los Angeles, California.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Joseph has worked at 2 firms and has passed the Series 65, Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Colin Robillard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 24, 2023 - Present

WINDWARD CAPITAL MANAGEMENT CO

Office #1: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025
RIA
CRD#: 106908
Los Angeles, CA
Current

January 27, 2011 - Present

S.L. REED & COMPANY

Office #1: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346Office #2: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346
BD
CRD#: 40744
Los Angeles, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WINDWARD CAPITAL MANAGEMENT CO
WINDWARD CAPITAL MANAGEMENT CO

CRD#: 106908 / SEC#: 801-50819

RIA
Registered Investment Advisory firm - (12/14/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/20/2025)
RR
California
(2/23/2011)
IAR
California
(8/24/2023)
RR
Massachusetts
(8/18/2025)
RR
New Mexico
(6/18/2018)
RR
Oregon
(3/20/2025)
RR
Texas
(3/20/2025)
RR
Washington
(5/31/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/24/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/22/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/26/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/17/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WC
WINDWARD CAPITAL MANAGEMENT CO
WINDWARD CAPITAL MANAGEMENT CO

CRD#: 106908 / SEC#: 801-50819

RIA
Registered Investment Advisory firm - (12/14/1995 Approved)
PREMIUM
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Contact information

Main Address
11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 893-3000
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-B DATED 060523 (8/18/2025)

Regulatory assets under management

Total Number of Accounts207
AUM (Assets Under Management)$ 1,326,123,739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINDWARD CAPITAL MANAGEMENT CO

CRD#: 106908Los Angeles, CA 90025

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