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CRD#: 40744
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

S.L. REED & COMPANY is located at 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346 and was first established at Los Angeles, California in 01/19/1996. After operating for 30 years, S.L. REED & COMPANY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of S.L. REED & COMPANY’s clients are individuals and 0% of their clients are high net worth individuals. S.L. REED & COMPANY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at S.L. REED & COMPANY are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access S.L. REED & COMPANY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at S.L. REED & COMPANY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for S.L. REED & COMPANY Comes From

Understanding the Statistics for S.L. REED & COMPANY and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346
Mailing Address
11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346
Firm Size
Small
Phone Number
(310) 893-3030
Established
California since 01/19/1996
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
THE WINDWARD CAPITAL GROUP, INC.SOLE SHAREHOLDER
BRANT, DAVID ROBERTFINOPS OFFICER2718478
JOHNSON, JEREMY RONALDDIRECTOR OF COMPLIANCE2205695
RISSER, SUZANNE LOUISECCO1303694
ROBILLARD, JOSEPH COLINCEO & PRESIDENT5865733

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Advisor's working at S.L. REED & COMPANY

CE

Christopher Rudolph Eichler

Christopher Eichler
IAR
RR
CRD#: 2116801
Location:
Los Angeles, CA 90025
Company:
BAINBRIDGE INVESTMENT ADVISORS LLC
Disclosures:
Experience:
35 years
View Profile
DB

Donald Robert Bessler

Donald Bessler
IAR
RR
CRD#: 2339382
Location:
Los Angeles, CA 90025
Company:
WINDWARD CAPITAL MANAGEMENT CO
Disclosures:
Experience:
32 years
View Profile
JR

Joseph Colin Robillard

IAR
RR
CRD#: 5865733
Location:
Los Angeles, CA 90025
Company:
WINDWARD CAPITAL MANAGEMENT CO
Disclosures:
Experience:
15 years
View Profile
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