Patrick F. Kealey
Professional summary
Patrick Francis Kealey JR. is a registered financial professional currently at ASSETPOINT FINANCIAL, LLC located in Arlington, Virginia.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2011. Patrick has worked at 2 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Francis Kealey JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2017 - Present
ASSETPOINT FINANCIAL, LLC
Office #1: 1300 North 17th Street Suite 1800, Arlington, VA 22209-3810January 21, 2011 - October 10, 2016
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2018)
(3/8/2017)
(12/7/2018)
(3/8/2017)
Exams
FINRA
Current Firm
ASSETPOINT FINANCIAL, LLC
CRD#: 168796 / SEC#: , 8-69332
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTRAFI LLC (F/K/A INTRAFI NETWORK LLC) | MEMBER | |
| BERGIN, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER & EXECUTIVE REPRESENTATIVE | 3056261 |
| KINNER, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 2542667 |
| PARISE, JANICE DRU | FINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2338583 |
Red Flags
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