Pamela B. Carico
Professional summary
Pamela Bedwell Carico, who also goes by Pam Carico, Pamela Carico, is a registered financial professional currently at SHERMAN & COMPANY LLC located in Charlotte, North Carolina.
Pamela is registered as a RR (Registered Representative) and started their career in finance in 2011. Pamela has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pamela Bedwell Carico's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2011 - Present
SHERMAN & COMPANY LLC
Office #1: 6302 Fairview Road Suite 309, Charlotte, NC 28210State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 2/23/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
SHERMAN & COMPANY LLC
CRD#: 155575 / SEC#: , 8-68725
Contact information
FINRA licenses (23 States and Territories)
Red Flags
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