Meagan Pearl Smoody Phillips
Professional Summary
Meagan Pearl Smoody Phillips, who also goes by Meagan Phillips, is a registered financial advisor currently at MAN INVESTMENTS INC. located in New York, New York. Meagan is registered as a RR (Registered Representative) and started their career in finance in 2011. Meagan has worked at 1 firm and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Meagan Phillips
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Years of Experience
15 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Current Firm
E.D. & F. MAN INTERNATIONAL SECURITIES CORPORATION | MAN INVESTMENTS INC. | MAN INVESTMENT PRODUCTS INC. | MAN INTERNATIONAL SECURITIES CORPORATION | E.D. & F. MAN INVESTMENT PRODUCTS INC. | E.D. & F. MAN INVESTMENT PRODUCTS INC
Contact Information
Main Address
1345 Avenue Of The Americas 21st Floor, New York, NY 10105Mailing Address
1345 Avenue Of The Americas 21st Floor, New York, NY 10105Phone Number
(212) 649-6600Established
New York since 07/12/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
3Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
State Registrations and Notice Filings
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/1/2013)
(4/4/2024)
(3/26/2019)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/1/2013)
(4/1/2013)
(4/1/2013)
(4/1/2013)
(4/4/2024)
(4/1/2013)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/1/2013)
(4/1/2013)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/1/2013)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(3/15/2011)
(4/4/2024)
(4/1/2013)
(4/2/2013)
(4/1/2013)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/1/2013)
(4/4/2024)
(4/1/2013)
(3/26/2019)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/1/2013)
(4/4/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - BD
Click below to view Meagan Pearl Smoody Phillips's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
LPL FINANCIAL LLC
PROTOCOL WEALTH, LLC
MORGAN STANLEY
