Patrick Henry Dowling
Professional Summary
Patrick Henry Dowling is a registered financial advisor currently at SEABURY SECURITIES LLC located in New York, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2014. Patrick has worked at 1 firm and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
SEABURY SECURITIES LLC
Contact Information
Main Address
152 W 57th Street 53rd Floor, New York, NY 10019Mailing Address
152 W 57th Street 53rd Floor, New York, NY 10019Phone Number
(212) 284-1150Established
Delaware since 07/31/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/28/2019)
(12/8/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick Henry Dowling's CRS (Customer Relationship Summary).
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