KH
Katie B. Hutto
EAGLE STRATEGIES LLC
FT WORTH, TX 76102
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CRD#: 5855562
KH
Professional summary
Katie Baker Hutto, who also goes by Katie Michelle Baker, Katie Michelle Hutto, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Ft Worth, Texas and NYLIFE SECURITIES LLC located in Fort Worth, Texas.
Katie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Katie has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katie Michelle Baker | Katie Michelle Hutto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Notary Public; 777 Main St. Suite 3800, Fort Worth, TX 76102; Start Date: 08/2015; Role/Title: Notary Public; Not investment related; 1 hour per month; 1 hour per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF MAY FINANCIAL SOLUTIONS FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; FORT WORTH, TX; START DATE: 03/2017] [The Family Initiative, Inc. ; TFI is a not for profit child welfare agency providing various types of services to the community including foster and kinship care, domestic adoption, counseling support and education, TIPS-MAPP training and visitation and exchange centers. ; 217 Southeast 4th Street Topeka, KS 66603; Start Date 05/2023; Role/Title: Member; Not Investment Related; 3 hours per month; 1 hours per month during securities trading hours; Serve as a committee member of the finance committee of TIF. Finance Committee meets the last Wednesday of each month during the lunch hour via zoom. I will be responsible for listening to the CFO go through TFI's monthly financials and then the committee can a recommendation if any. The committee gets a packet usually the Thursday or Friday before the meeting to review.][Easy Clean Maids; Residential cleaning business; 209 W 2nd St., Suite 121, Fort Worth, TX 76102; Start Date 09/2015; Role/Title: Partner; Not Investment Related; 30 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Katie Baker Hutto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2014 - Present
EAGLE STRATEGIES LLC
Office #1: 777 Main Street Suite 3500, Ft Worth, TX 76102RIA
CRD#: 110826
FT WORTH, TX
Current
August 27, 2013 - Present
NYLIFE SECURITIES LLC
Office #1: 777 Main Street Suite 3800, Fort Worth, TX 76102-5337BD
CRD#: 5167
Fort Worth, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(10/14/2014)
RR
Texas(10/20/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
