KJ
Kyle R. John
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
Charlotte, NC 28209
Some features on this profile are disabled
CRD#: 5852748
KJ
Professional summary
Kyle Robert John, who also goes by Kyle John, is a registered financial professional currently at HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC located in Charlotte, North Carolina.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2010. Kyle has worked at 6 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kyle John
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kyle Robert John's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2024 - Present
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
Office #1: 2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209BD
CRD#: 131452
Charlotte, NC
Past
December 21, 2023 - January 19, 2024
BA SECURITIES, LLC
BD
CRD#: 153489
W. CONSHOHOCKEN, PA
Past
January 14, 2022 - January 4, 2024
KINGSWOOD CAPITAL PARTNERS, LLC
BD
CRD#: 288898
New York, NY
Past
February 27, 2021 - January 6, 2022
FOUR POINTS CAPITAL PARTNERS LLC
BD
CRD#: 43149
RIDGEWOOD, NJ
Past
August 22, 2012 - September 15, 2015
NEXBANK SECURITIES INC
BD
CRD#: 133267
DALLAS, TX
Past
November 16, 2010 - April 24, 2012
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2024)
RR
Alaska(1/18/2024)
RR
Arizona(1/18/2024)
RR
Arkansas(1/18/2024)
RR
California(1/18/2024)
RR
Colorado(1/18/2024)
RR
Connecticut(1/18/2024)
RR
Delaware(1/18/2024)
RR
District of Columbia(1/18/2024)
RR
Florida(1/18/2024)
RR
Georgia(1/18/2024)
RR
Hawaii(1/18/2024)
RR
Idaho(4/3/2024)
RR
Illinois(1/18/2024)
RR
Indiana(1/18/2024)
RR
Kansas(1/18/2024)
RR
Kentucky(1/18/2024)
RR
Louisiana(1/18/2024)
RR
Maine(1/18/2024)
RR
Maryland(1/18/2024)
RR
Massachusetts(1/18/2024)
RR
Michigan(1/18/2024)
RR
Minnesota(1/18/2024)
RR
Mississippi(1/18/2024)
RR
Missouri(1/18/2024)
RR
Montana(1/18/2024)
RR
Nebraska(7/8/2024)
RR
Nevada(4/3/2024)
RR
New Hampshire(1/18/2024)
RR
New Jersey(1/18/2024)
RR
New Mexico(1/18/2024)
RR
New York(1/18/2024)
RR
North Carolina(1/18/2024)
RR
Ohio(1/18/2024)
RR
Oklahoma(1/18/2024)
RR
Oregon(1/18/2024)
RR
Pennsylvania(1/18/2024)
RR
Rhode Island(1/18/2024)
RR
South Carolina(1/18/2024)
RR
Tennessee(1/18/2024)
RR
Texas(1/18/2024)
RR
Utah(1/18/2024)
RR
Virginia(1/18/2024)
RR
Washington(1/18/2024)
RR
Wisconsin(1/18/2024)
RR
Wyoming(1/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/26/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
ALPHALINK PARTNERS LLC | HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC | AQUEDUCT CAPITAL GROUP, LLC
CRD#: 131452 / SEC#: , 8-66464
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209
Mailing Address
2820 Selwyn Avenue, Suite 550, Charlotte, NC 28209
Phone number
(704) 973-9919
Established
Delaware since 01/09/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK NATIONAL ASSOCIATION | PARENT | |
| AQUEDUCT CAPITAL HOLDINGS, LLC | SOLE MEMBER | |
| EDWARDS, FRANK HOOKER | CEO/CCO/MEMBER OF AQUEDUCT CAPITAL HOLDINGS, LLC | 2151464 |
| LESSING, STEPHEN MARION JR. | PARTNER | 5306328 |
| LONG, GEORGE PHILLIP MR. | CORPORATE SECRETARY | 5094038 |
| NEUNER, JOHN IV | BOARD MEMBER | 4578584 |
| VALENTINE, EDWARD WEST | BOARD MEMBER | 2399981 |
| WILCOX, BLAKE MILLER | FINOP | 5982383 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
