Kyle R. John
Professional summary
Kyle Robert John, who also goes by Kyle John, is a registered financial professional currently at HARRIS WILLIAMS located in Charlotte, North Carolina.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 2010. Kyle has worked at 7 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle Robert John's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2025 - Present
HARRIS WILLIAMS
Office #1: 2820 Selwyn Avenue Suite 550, Charlotte, NC 28209January 18, 2024 - January 15, 2026
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
December 21, 2023 - January 19, 2024
BA SECURITIES, LLC
January 14, 2022 - January 4, 2024
KINGSWOOD CAPITAL PARTNERS, LLC
February 27, 2021 - January 6, 2022
FOUR POINTS CAPITAL PARTNERS LLC
August 22, 2012 - September 15, 2015
NEXBANK SECURITIES INC
November 16, 2010 - April 24, 2012
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2025)
(12/1/2025)
Exams
Series 7TO
Date: 2/26/2021
General Securities Representative ExaminationFINRA
Current Firm
HARRIS WILLIAMS
CRD#: 113930 / SEC#: , 8-53380
Contact information
FINRA licenses (45 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BALTIMORE, ROBERT MARTIN | BOARD MEMBER / CO-CEO | 4445610 |
| HART, JASON EDWARD HEATH | PRINCIPAL OPERATIONS OFFICER | 4173982 |
| HART, JASON EDWARD HEATH | FINOP | 4173982 |
| HART, JASON EDWARD HEATH | PRINCIPAL FINANCIAL OFFICER | 4173982 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER AND SECRETARY OF THE BOARD | 5094038 |
| NEUNER, JOHN IV | BOARD MEMBER / CO-CEO | 4578584 |
| POGGI, PAUL THOMAS | CHIEF OPERATING OFFICER AND BOARD MEMBER | 5277661 |
| THOMAS, MICHAEL DUANE | BOARD MEMBER | 2992653 |
| VALENTINE, EDWARD WEST | CHAIRMAN OF THE BOARD OF MANAGERS | 2399981 |
| VAN DER WAAG, ASHLEY HOGUE | CHIEF COMPLIANCE OFFICER | 3079633 |
| WILLIAMS, JULIE ANN | BOARD MEMBER | 6040587 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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