Daniel Rosales

PREMIA GLOBAL ADVISORS

Coral Gables, FL 33134

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CRD#: 5851473

Professional summary

Daniel Rosales, CIMA®, who also goes by Daniel Rosales Olazaval, is a registered financial advisor currently at PREMIA GLOBAL ADVISORS, LLC located in Coral Gables, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Daniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Rosales Olazaval

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Rosales's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 12, 2019 - Present

PREMIA GLOBAL ADVISORS, LLC

Office #1: 2600 South Douglas Road Suite 1103, Coral Gables, FL 33134

RIA

CRD#: 282426

Coral Gables, FL

Past

December 12, 2017 - July 12, 2018

EDWARD JONES

RIA

CRD#: 250

Coral Gables, FL

Past

December 11, 2017 - July 12, 2018

EDWARD JONES

CRD#: 250

Coral Gables, FL

Past

June 5, 2012 - July 24, 2017

NATIXIS ADVISORS, LLC

RIA

CRD#: 106800

BOSTON, MA

Past

November 22, 2010 - July 24, 2017

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PREMIA GLOBAL ADVISORS, LLC

ALTRIAK WEALTH ADVISORS, LLC | PREMIA GLOBAL ADVISORS, LLC | PGW ADVISORS | PERMIA GLOBAL ADVISORS, LLC

CRD#: 282426 / SEC#: 801-107142

RIA

Registered Investment Advisory firm - (1/12/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/31/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2010

General Securities Representative Examination

Current Firm

PREMIA GLOBAL ADVISORS, LLC

ALTRIAK WEALTH ADVISORS, LLC | PREMIA GLOBAL ADVISORS, LLC | PGW ADVISORS | PERMIA GLOBAL ADVISORS, LLC

CRD#: 282426 / SEC#: 801-107142

RIA

Registered Investment Advisory firm - (1/12/2016 Approved)

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Contact information

Main Address

2600 South Douglas Road Suite 1103, Coral Gables, FL 33134

Mailing Address

Phone number

(786) 646-9140

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PREMIA GLOBAL ADVISORS, LLC FORM ADV PART 2A - FEBRUARY 21, 2025 (2/21/2025)

Regulatory assets under management

Total Number of Accounts	57
AUM (Assets Under Management)	$ 299,708,114

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Rosales

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Rosales's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

NATIXIS ADVISORS, LLC

NATIXIS DISTRIBUTION, LLC

Primary Firm SEC Registration

PREMIA GLOBAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/31/2012

SIE

Date: 7/12/2018

Series 7

Date: 11/21/2010

Current Firm

PREMIA GLOBAL ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PREMIA GLOBAL ADVISORS, LLC

TRUST BUT VERIFY

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