Kevin A. Flaherty
Professional summary
Kevin A Flaherty is a registered financial professional currently at SUSQUEHANNA SECURITIES, LLC located in Chicago, Illinois.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2011. Kevin has worked at 3 firms and has passed the SIE and Series 57TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin A Flaherty's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2019 - Present
SUSQUEHANNA SECURITIES, LLC
Office #1: 175 W Jackson Blvd. Suite 1700, Chicago, IL 60604January 6, 2012 - November 29, 2012
G-BAR LIMITED PARTNERSHIP
April 27, 2011 - November 28, 2011
NICO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 4/27/2019
Securities Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
SUSQUEHANNA SECURITIES, LLC
CRD#: 35874 / SEC#: , 8-47034
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 60 |
Red Flags
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