IO
Isidore R. Ogoussan
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Newtown, PA 18940
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CRD#: 5844430
IO
Professional summary
Isidore R Ogoussan, CFP®, ChFC®, who also goes by Isidore Ogoussan, Isidore Ogousson, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Newtown, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Newtown, Pennsylvania.
Isidore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Isidore has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Isidore Ogoussan | Isidore Ogousson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DELAWARE AFRICA COALITION, 201 SULKY CIR WILMINGTON DE 19810, 07/2018, COMMITTEE MEMBER, NETWORKING ORGANIZATION, NIR, 3 HR/MO 0 HR/MO TRADING 2) YOUNG CARIBBEAN PROFESSIONAL NETWORK, 1735 MARKET STREET PHILADELPHIA PA 19103, 04/2018, COMMITTEE MEMBER, NETWORKING ORGANIZATION, NIR, 2 HR/MO 0 HR/MO TRADING 3) PENNSYLVANIA RESTAURANT AND LODGING ASSOCIATION, 100 STATE STREET HARRISBURG PA 17101, 01/2012, BOARD MEMBER, NETWORKING ORGANIZATION, NIR, 2 HR/MO 0 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 5) JS BENEFITS GROUP, 54 FRIENDS LANE NEWTOWN PA 18940, 04/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, NIR, 0 HR/MO 0 HR/MO 6) PENN MUTUAL LIFE INSURANCE COMPANY, 600 DRESHER RD HORSHAM PA 19044, 02/2015, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, 20 HR/MO 10 HR/MO TRADING 7) FORTIFY INSURANCE GROUP, Norwalk CT 06851, 04/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, NIR, 5 HR/MO 2 HR/MO TRADING 8) PREMIER BROKERAGE, Jenkintown PA 19046, 06/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, NIR, 5 HR/MO 2 HR/MO TRADING 9) ASH BROKERAGE, 2611 Westwood Drive, Nashville TN 37204, United States, 05/07/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5/MO - 0/Trading 10) CONCOURSE FINANCIAL, 2801 US Highway 280 S, Birmingham AL 35223, United States, 06/04/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5/MO - 0/Trading 11) ALLIED FINANCIAL ADVISORS, LLC, 3 TERRY DR, STE 201A, Newtown PA 18940, United States, 08/08/2022, IAR, W-2 Employee, INV REL, 200/MO - 200/Trading 12) EDUCATORS FIRST FINANCIAL OF PA, 649 N Lewis Rd Ste 200, Limerick PA 19468, 04/2025, W2 Employee, DBA Name, INV REL, 40 HR/MO, 40 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Isidore R Ogoussan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
August 8, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3 Terry Dr., Ste 201a, Newtown, PA 18940Office #2: 649 N Lewis Rd., Ste. 200, Limerick, PA 19468RIA
CRD#: 134139
Newtown, PA
Current
August 8, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3 Terry Dr. Ste 201a, Newtown, PA, 18940Office #2: 649 N. Lewis Rd. Suite 200, Limerick, PA 19468BD
CRD#: 39543
Newtown, PA
Past
February 23, 2015 - August 2, 2022
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
CONSHOHOCKEN, PA
Past
February 11, 2015 - August 2, 2022
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
February 2, 2011 - February 20, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
PLYMOUTH MEETING, PA
Past
October 6, 2010 - February 20, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
PLYMOUTH MEETING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/29/2024)
RR
Delaware(8/8/2022)
RR
Florida(8/8/2022)
RR
Georgia(9/28/2022)
RR
New Jersey(8/8/2022)
RR
North Carolina(8/8/2022)
RR
Pennsylvania(8/8/2022)
IAR
Pennsylvania(8/8/2022)
RR
South Carolina(7/17/2025)
RR
Texas(8/8/2022)
IAR
Texas(8/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
