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ML

Michael P. Libera

SAMCO CAPITAL MARKETS
DALLAS, TX 75201
Some features on this profile are disabled
CRD#: 5844165
ML

Professional summary

Michael Patrick Libera, who also goes by Michael Libera, is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Dallas, Texas.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 3 firms and has passed the Series 63, Series 50, SIE, Series 79, Series 7 and Series 52 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Libera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Libera's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2020 - Present

SAMCO CAPITAL MARKETS, INC.

Office #1: 1700 Pacific Avenue, Suite 4650, Dallas, TX 75201
BD
CRD#: 136532
DALLAS, TX
Past

June 10, 2020 - June 10, 2020

SAMCO CAPITAL MARKETS, INC.

BD
CRD#: 136532
AUSTIN, TX
Past

October 12, 2016 - July 9, 2020

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
SAN FRANCISCO, CA
Past

June 24, 2013 - October 4, 2016

JEFFERIES LLC

BD
CRD#: 2347
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/2/2020)
RR
Texas
(7/2/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 6/25/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 50
Date: 11/6/2018
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/16/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 6/1/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 6/24/2013
Municipal Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SAMCO CAPITAL MARKETS, INC.
SAMCO CAPITAL MARKETS, INC.

CRD#: 136532 / SEC#: , 8-67023

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731
Mailing Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731
Phone number
(512) 794-9100
Established
Texas since 05/09/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAMCO HOLDINGS, INC.SHAREHOLDER
ENGEMOEN, ROGER JAMES JRCHAIRMAN, DIRECTOR1506062
MALDONADO, OLGA INEZ RCFO, CONTROLLER, FINOP1974097
MANNES, JOSEPH REIDCSO, PRESIDENT, ROSFP1946872
MAVERICK, JOSEPH LEE JRCHIEF COMPLIANCE OFFICER, ROSFP2170350

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAMCO CAPITAL MARKETS, INC.

CRD#: 136532Dallas, TX 75201

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