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Michael Patrick Libera

SAMCO CAPITAL MARKETS
DALLAS, TX
·CRD# 5844165·13 years registered

Professional Summary

Michael Patrick Libera, who also goes by Michael Libera, is a registered financial advisor currently at SAMCO CAPITAL MARKETS, INC. located in Dallas, Texas. Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 3 firms and has passed the Series 63, Series 50, SIE, Series 79, Series 7 and Series 52 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Libera

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years registered in the securities industry

Current & Past Employments

Current

SAMCO CAPITAL MARKETS, INC.Current·CRD# 136532
BD
1700 Pacific Avenue, Suite 4650, Dallas, TX 75201
July 2, 2020 - Present

Past

RBC CAPITAL MARKETS, LLCPast·CRD# 31194
BD
San Francisco, CA
October 12, 2016 - July 9, 2020
SAMCO CAPITAL MARKETS, INC.Past·CRD# 136532
BD
Austin, TX
June 10, 2020 - June 10, 2020
JEFFERIES LLCPast·CRD# 2347
BD
San Francisco, CA
June 24, 2013 - October 4, 2016

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Current Firm

SC
SAMCO CAPITAL MARKETS, INC.

SAMCO CAPITAL MARKETS, INC.

CRD#: 136532 / SEC#: 8-67023
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

6805 Capital Of Texas Highway Suite 350, Austin, TX 78731

Mailing Address

6805 Capital Of Texas Highway Suite 350, Austin, TX 78731

Phone Number

(512) 794-9100

Established

Texas since 05/09/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAMCO HOLDINGS, INC.SHAREHOLDER—
ENGEMOEN, ROGER JAMES JRCHAIRMAN, DIRECTOR1506062
MALDONADO, OLGA INEZ RCFO, CONTROLLER, FINOP1974097
MANNES, JOSEPH REIDCSO, PRESIDENT, ROSFP1946872
MAVERICK, JOSEPH LEE JRCHIEF COMPLIANCE OFFICER, ROSFP2170350

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/2/2020)
RR
Texas
(7/2/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2013About the Series 63 exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Nov 2018About the Series 50 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Mar 2018About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jun 2017About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jun 2013About the Series 52 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Libera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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