Thomas E. Routhe
Professional summary
Thomas E Routhe, who also goes by Thomas E Routhe, Thomas Eugene Routhe, Tom E Routhe, is a registered financial professional currently at DELAWARE DISTRIBUTORS, L.P. located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2010. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas E Routhe's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2025 - Present
DELAWARE DISTRIBUTORS, L.P.
Office #1: 660 5th Ave, New York, NY 10103July 27, 2023 - October 23, 2025
MACQUARIE CAPITAL (USA) INC.
February 24, 2017 - April 25, 2023
DEUTSCHE BANK SECURITIES INC.
July 20, 2015 - June 3, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 26, 2014 - June 3, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 22, 2014 - August 14, 2014
VANGUARD MARKETING CORPORATION
September 28, 2010 - February 26, 2014
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2025)
Exams
FINRA
Current Firm
DELAWARE DISTRIBUTORS, L.P.
CRD#: 14232 / SEC#: , 8-29755
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELAWARE INVESTMENTS DISTRIBUTION PARTNERS, INC. ("DIDP") | LIMITED PARTNER OF APPLICANT | |
| IVY DISTRIBUTORS, INC. | LIMITED PARTNER OF APPLICANT | |
| CONNOR, DAVID FORRESTER | DIRECTOR | 4243088 |
| DELAWARE CAPITAL MANAGEMENT, A SERIES OF MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST,("DCM") | LIMITED PARTNER OF APPLICANT | |
| DELAWARE DISTRIBUTORS, INC. ("DDI") | GENERAL PARTNER OF APPLICANT | |
| GARVEY, THOMAS F | CHIEF COMPLIANCE OFFICER | 2845051 |
| HOBAN, STEPHEN (NO MIDDLE NAME) | FINOP | 5089370 |
| HOBAN, STEPHEN (NO MIDDLE NAME) | VP/CHIEF FINANCIAL OFFICER | 5089370 |
| HUTCHINSON, MILISSA ANN | PRESIDENT | 5727922 |
| LYTLE, SHAWN KEITH | DIRECTOR | 5816747 |
| SALUS, RICHARD (NO MIDDLE NAME) | DIRECTOR | 2850592 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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