KS
Karl R. Sullivan
BANKERS LIFE ADVISORY SERVICES
Lee's Summit, MO 64086
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CRD#: 5841214
KS
Professional summary
Karl Robert Sullivan is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Lee's Summit, Missouri and BANKERS LIFE SECURITIES, INC. located in Lee's Summit, Missouri.
Karl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Karl has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE & CASUALTY POSITION: USV NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 55 SECURITIES TRADING HOURS: 50 START DATE: 03/02/2022 ADDRESS: 100 NE Tudor Rd #103, Lee's Summit MO 64086, United States DESCRIPTION: Recruit and train insurance agents. I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. FRONT BURNER FINANCIAL POSITION: Only used as a marketing name NATURE: Agent with BLCDBA Name; Front Burner Financial; Start Date: 07/20/2021Insurance Agent; Start Date: 09/2007; Non-Investment Related; Insurance Lines of Business: Health, Life, and Annuity; Approximately3 hours per week. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2021 ADDRESS: 113 N Park Dr, Raymore MO 64083, United States DESCRIPTION: Old DBA name
CRS (Client Relationship Summary) - RIA
Click below to view Karl Robert Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2022 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 100 Ne Tudor Rd, Ste 103, Lee's Summit, MO 64086RIA
CRD#: 281285
Lee's Summit, MO
Current
May 10, 2022 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 100 Ne Tudor Rd Ste 103, Lee's Summit, MO 64086BD
CRD#: 173962
Lee's Summit, MO
Past
January 9, 2012 - May 16, 2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
OVERLAND PARK, KS
Past
November 22, 2010 - May 16, 2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(5/10/2022)
RR
Missouri(5/10/2022)
IAR
Missouri(5/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Lee's Summit, MO 64086TRUST BUT VERIFY
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