Benjamin N. Becker
Professional summary
Benjamin Nathan Becker, who also goes by Benjamin Becker, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2010. Benjamin has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Nathan Becker's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 712 Fifth Avenue, New York, NY 10019March 17, 2022 - September 22, 2025
GOLDMAN SACHS & CO. LLC
November 29, 2019 - March 8, 2022
FORESIDE FUND SERVICES, LLC
September 15, 2015 - December 31, 2016
FORESIDE FUND SERVICES, LLC
March 19, 2014 - August 13, 2015
HSBC SECURITIES (USA) INC.
March 18, 2014 - August 13, 2015
HSBC SECURITIES (USA) INC.
January 16, 2013 - March 5, 2014
HARRISDIRECT LLC
January 16, 2013 - March 5, 2014
E*TRADE SECURITIES LLC
July 5, 2011 - January 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 2011 - January 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2010 - September 30, 2010
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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