Jerel W. Harvey

FEDWAY FINANCIAL LLC

Charlotte, NC 28208

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CRD#: 5831447

Professional summary

Jerel Walter Harvey is a registered financial advisor currently at FEDWAY FINANCIAL LLC located in Charlotte, North Carolina.

Jerel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jerel has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

name: Jerel Harvey, Sole Proprietor investment-related: Yes address: 1213 West Morehead Street, Suite 500, Charlotte, NC 28208 nature of the other business: Insurance position/title: Insurance Agent start date; 09/2013 approximate number of hours/month: 1 number of hours during securities trading hours: 0 and briefly describe your duties relating to the other business: Insurance sales and service

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerel Walter Harvey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2021 - Present

FEDWAY FINANCIAL LLC

Office #1: 1213 West Morehead Street Suite 500, Charlotte, NC 28208

RIA

CRD#: 313134

Charlotte, NC

Past

July 25, 2013 - April 22, 2016

MORGAN STANLEY

RIA

CRD#: 149777

CHARLOTTE, NC

Past

July 25, 2013 - April 22, 2016

MORGAN STANLEY

CRD#: 149777

CHARLOTTE, NC

Past

October 18, 2011 - July 16, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

October 17, 2011 - July 16, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Past

August 20, 2010 - September 7, 2011

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/9/2021)

IAR

North Carolina
(4/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/17/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2010

General Securities Representative Examination

Current Firm

FEDWAY FINANCIAL LLC

CRD#: 313134 / SEC#:

Maryland

Registered Investment Advisory firm - (4/9/2021 Approved)

North Carolina

Registered Investment Advisory firm - (4/6/2021 Approved)

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Contact information

Main Address

1213 West Morehead Street Suite 500, Charlotte, NC 28208

Mailing Address

Phone number

(301) 655-3782

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 1,881,210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerel W. Harvey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerel Walter Harvey's CRS (Customer Relationship Summary).

Certified licenses

Experience

FEDWAY FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. TURNER & COMPANY, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2020

Series 66

Date: 9/17/2010

SIE

Date: 4/22/2016

Series 7

Date: 8/19/2010

Current Firm

FEDWAY FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FEDWAY FINANCIAL LLC

TRUST BUT VERIFY

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