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AR

Abelardo Rodriguez Jimenez

INVESTMENT PLACEMENT GROUP
SAN DIEGO, CA 92101
Some features on this profile are disabled
CRD#: 5829570
AR

Professional summary

Abelardo Rodriguez Jimenez, who also goes by Abelardo Rodriguez Jimenez, is a registered financial professional currently at INVESTMENT PLACEMENT GROUP located in San Diego, California.

Abelardo is registered as a RR (Registered Representative) and started their career in finance in 2010. Abelardo has worked at 1 firm and has passed the Series 7TO, SIE, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Abelardo Rodriguez Jimenez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Abelardo Rodriguez Jimenez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 15, 2024 - Present

INVESTMENT PLACEMENT GROUP

Office #1: 501 West Broadway Suite 1350, San Diego, CA 92101
BD
CRD#: 14458
SAN DIEGO, CA
Past

March 17, 2021 - January 3, 2023

INVESTMENT PLACEMENT GROUP

BD
CRD#: 14458
SAN DIEGO, CA
Past

October 20, 2010 - February 12, 2016

INVESTMENT PLACEMENT GROUP

BD
CRD#: 14458
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 12/14/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/27/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/17/2010
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 30
Date: 8/22/2014
NFA Branch Manager Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

IP
INVESTMENT PLACEMENT GROUP
INVESTMENT PLACEMENT GROUP

CRD#: 14458 / SEC#: , 8-30700

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
501 West Broadway Suite 1350, San Diego, CA 92101
Mailing Address
501 West Broadway Suite 1350, San Diego, CA 92101
Phone number
(619) 326-1200
Established
California since 05/18/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AGCX TRUSTSHAREHOLDER
THE BENREY FAMILY TRUSTSHAREHOLDER
THEMIS INVESTMENT INC.SHAREHOLDER
BENREY, ALBERTOTRUSTEE OF THE BENREY FAMILY TRUST4290443
BENREY, NADINTRUSTEE OF THE BENREY FAMILY TRUST8214771
GONZALEZRUBIO, ADOLFOCHAIRMAN/CEO/TRUSTEE OF THE AGCX TRUST2385116
GUTIERREZ GONZALEZ RUBIO, PATRICIATRUSTEE OF THE AGCX TRUST8214780
LASHKARI, DARIUS NMNCCO/AMLCO/POO/MUNICIPAL SECURITIES PRINCIPAL3061561
SANCHEZ GAVITO, FRANCISCO XAVIERCROP/SROP6205321
SOTO ACEVES, MARTHA ELIZABETHCHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER5409623

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTMENT PLACEMENT GROUP

CRD#: 14458San Diego, CA 92101

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