FIND A INVESTMENT PLACEMENT GROUP FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at INVESTMENT PLACEMENT GROUP
Looking for a Financial Advisor at INVESTMENT PLACEMENT GROUP?
We have compiled every financial advisor who works at INVESTMENT PLACEMENT GROUP in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
INVESTMENT PLACEMENT GROUP is located at 501 West Broadway Suite 1350, San Diego, CA 92101 and was first established at Los Angeles, California in 05/18/1983. After operating for 43 years, INVESTMENT PLACEMENT GROUP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INVESTMENT PLACEMENT GROUP’s clients are individuals and 0% of their clients are high net worth individuals. INVESTMENT PLACEMENT GROUP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INVESTMENT PLACEMENT GROUP are registered to handle securities or provide financial advice. The firm has 6 disclosures, 6 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INVESTMENT PLACEMENT GROUP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INVESTMENT PLACEMENT GROUP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for INVESTMENT PLACEMENT GROUP Comes From
Understanding the Statistics for INVESTMENT PLACEMENT GROUP and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
501 West Broadway Suite 1350, San Diego, CA 92101
501 West Broadway Suite 1350, San Diego, CA 92101
Small
(619) 326-1200
California since 05/18/1983
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| AGCX TRUST UDT 7/25/1997 | SHAREHOLDER PURCHASED WEST BOWL CORP SHARES & GNZLZ-RUBIO FMLY WERE REISSUED | ||
| THE ALDRETE FAMILY TRUST | SHAREHOLDER | ||
| THE BENREY FAMILY TRUST, | SHAREHOLDER | ||
| THEMIS INVESTMENT INC. | SHAREHOLDER - PURCHASED PART OF LEON KASSEL'S SHARES | ||
| ALDRETE, ALFONSO | TRUSTEE OF THE ALDRETE FAMILY TRUST | 4352620 | |
| BENREY, ALBERT | TRUSTEE OF THE BENREY FAMILY TRUST | 4290443 | |
| GONZALEZRUBIO, ADOLFO | CHAIRMAN/CEO AND TRUSTEE OF THE AGCX TRUST | 2385116 | |
| LASHKARI, DARIUS NMN | CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 3061561 | |
| SANCHEZ GAVITO, FRANCISCO XAVIER | MUNICIPAL SECURITIES PRINCIPAL | 6205321 | |
| SANCHEZ GAVITO, FRANCISCO XAVIER | CROP/SROP | 6205321 | |
| SOTO ACEVES, MARTHA ELIZABETH | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 5409623 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at INVESTMENT PLACEMENT GROUP
Gerardo Morfin Vela
Adolfo Gonzalezrubio
Rocio C Harb
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
