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AC

Alvaro J. Cadavid

NORTLOV SECURITIES LLC
Mcdonough, GA 30252
Some features on this profile are disabled
CRD#: 5828691
AC

Professional summary

Alvaro Jesus Cadavid, who also goes by Al Cadavid, Alvaro Cadavid, is a registered financial professional currently at NORTLOV SECURITIES LLC located in Mcdonough, Georgia.

Alvaro is registered as a RR (Registered Representative) and started their career in finance in 2011. Alvaro has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Al Cadavid | Alvaro Cadavid

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alvaro Jesus Cadavid's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 16, 2025 - Present

NORTLOV SECURITIES LLC

Office #1: 1315 Ethans Way, Mcdonough, GA 30252
BD
CRD#: 318546
Mcdonough, GA
Past

May 10, 2022 - August 2, 2023

VCS VENTURE SECURITIES

BD
CRD#: 127921
Mineola, NY
Past

March 17, 2020 - December 24, 2021

JOSEPH STONE CAPITAL L.L.C.

BD
CRD#: 159744
NEW YORK, NY
Past

May 30, 2018 - August 28, 2018

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
Ronkonkoma, NY
Past

February 20, 2016 - August 2, 2016

K.C. WARD FINANCIAL

BD
CRD#: 145135
RONKONKOMA, NY
Past

April 19, 2011 - April 13, 2015

IFS SECURITIES

BD
CRD#: 40375
LAKE SUCCESS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/21/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/28/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NORTLOV SECURITIES LLC
NORTLOV SECURITIES LLC

CRD#: 318546 / SEC#: , 8-70862

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
1315 Ethans Way, Mcdonough, GA 30252
Mailing Address
1315 Ethans Way, Mcdonough, GA 30252
Phone number
(678) 586-4052
Established
Delaware since 01/01/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IBIS COMPLIANCE & FINANCIAL SERVICES, LLCMANAGING MEMBER
SADLER, JOQUINN THOMASCEO, CCO, FINOP, PFO, POO2817763

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTLOV SECURITIES LLC

CRD#: 318546Mcdonough, GA 30252

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