Brian C. Enriquez
Professional summary
Brian Carlin Enriquez, who also goes by Brian Enriquez, is a registered financial professional currently at BARNABAS CAPITAL, LLC located in Charlotte, North Carolina.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2010. Brian has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Carlin Enriquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2022 - Present
BARNABAS CAPITAL, LLC
Office #1: 227 West Trade Street Suite 1610, Charlotte, NC 28202March 2, 2020 - July 14, 2022
ADVISORS ASSET MANAGEMENT, INC.
April 6, 2017 - November 28, 2018
INCAPITAL DISTRIBUTORS LLC
April 6, 2017 - March 11, 2020
INSPEREX LLC
May 11, 2016 - March 30, 2017
J.P. MORGAN SECURITIES LLC
October 19, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
October 19, 2012 - March 7, 2016
MSI FINANCIAL SERVICES, INC.
August 30, 2010 - March 7, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/24/2022)
(8/24/2022)
(8/24/2022)
Exams
FINRA
Current Firm
BARNABAS CAPITAL, LLC
CRD#: 297890 / SEC#: , 8-70192
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBASSADOR CAPITAL, LLC | DIRECT OWNER | |
| CAPITAL CALL, LLC | DIRECT OWNER | |
| COOPER FAMILY ENTERPRISES, LLC | DIRECT OWNER | |
| ERICKA A. CAIN OR SUCCESSOR, AS TRUSTEE OF THE REVOCABLE TRUST OF ERICKA A. CAIN U/A/D JUNE 23, 2010 | DIRECT OWNER | |
| LEE, JOSEPH CHARLES JR | DIRECT OWNER | 2783885 |
| LIFE INNOVATIONS, LLC | DIRECT OWNER | |
| WILLIAM H. CAIN, OR SUCCESSOR, AS TRUSTEE OF THE REVOCABLE TRUST OF WILLIAN H. CAIN U/A/D JUNE 23, 2010 | DIRECT OWNER | |
| CAIN, ERICKA ADAMS MS. | TRUSTEE | |
| CAIN, WILLIAM HENRY | TRUSTEE | |
| ENTERLINE CAPITAL, LLC | DIRECT OWNER | |
| HAYES, SUSAN ANN | FINOP / PFO / POO | 2856326 |
| POWELL, JOSEPH CARL | PRESIDENT | 4798071 |
| STANTON, KIMBERLY MARIE | CHIEF COMPLIANCE OFFICER | 6574919 |
Red Flags
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