Mark D. Mcadam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Daniel Mcadam, who also goes by Mcadam, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2013. Mark had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2015 - September 18, 2018
CG CAPITAL MARKETS, LLC
February 17, 2015 - July 30, 2015
CAPITAL GUARDIAN, LLC
August 27, 2013 - February 6, 2015
STORMHARBOUR SECURITIES LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CG CAPITAL MARKETS, LLC
CRD#: 35513 / SEC#: , 8-46710
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
