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Armand Ralph Pastine

CELADON FINANCIAL GROUP
Pompano Beach, FL
·CRD# 2257531·33 years experience

Professional Summary

Armand Ralph Pastine, who also goes by Armand Pastine, is a registered financial advisor currently at CELADON FINANCIAL GROUP LLC located in Pompano Beach, Florida. Armand is registered as a RR (Registered Representative) and started their career in finance in 1993. Armand has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Armand Pastine

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CELADON FINANCIAL GROUP LLC·CRD# 36538
BD
Pompano Beach, FL
June 9, 2021 - Present
DINOSAUR FINANCIAL GROUP, L.L.C·CRD# 104446
BD
New York, NY
December 6, 2018 - June 8, 2021
CG CAPITAL MARKETS, LLC·CRD# 35513
BD
Boca Raton, FL
March 20, 2015 - February 4, 2019
CAPITAL GUARDIAN, LLC·CRD# 137919
BD
Boca Raton, FL
November 18, 2013 - August 28, 2015
COHEN & COMPANY SECURITIES, LLC·CRD# 149758
BD
New York, NY
May 21, 2010 - October 23, 2013
MAXIM GROUP LLC·CRD# 120708
BD
New York, NY
January 21, 2004 - May 25, 2010
THE WILLIAMS CAPITAL GROUP, L.P.·CRD# 35149
BD
New York, NY
April 11, 2002 - February 12, 2004
BROADPOINT DESCAP·CRD# 14997
BD
New York, NY
December 1, 2000 - May 9, 2002
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
New York, NY
June 16, 1999 - December 5, 2000
PASTINE MROWKA, L.L.C.·CRD# 45110
BD
Cranford, NJ
February 9, 1999 - June 23, 1999
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
July 30, 1997 - January 13, 1998
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 26, 1993 - July 17, 1997

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Current Firm

CF
CELADON FINANCIAL GROUP LLC

CELADON FINANCIAL GROUP LLC | SECURITIES & INVESTMENT PLANNING CO. | CELADONFINANCIAL.COM

CRD#: 36538 / SEC#: 8-47288
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Mailing Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Phone Number

(973) 701-8033

Established

Delaware since 03/09/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HERSCH, DARYL SCOTTCEO/MAJORITY MEMBER/GSP/ROSFP1255474
CAMBRIA HOLDINGS, INC.MINORITY MEMBER—
NAVAS, NELSON GABRIELCFO/FINOP/GSP5092353
PASTINE, ARMAND RALPHHEAD OF CAPITAL MARKETS/GSP2257531
WALDMAN, PAUL MITCHELLCCO/AMLCO/GSP/ROSFP1885767

Disclosures

Regulatory Event

9

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/10/2021)
RR
Connecticut
(6/10/2021)
RR
Florida
(7/14/2021)
RR
Massachusetts
(4/5/2022)
RR
New Jersey
(7/14/2021)
RR
New York
(6/10/2021)
RR
Oregon
(8/7/2024)
RR
Texas
(4/1/2022)
RR
Washington
(3/17/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1994About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Feb 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2011About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed May 1998About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Armand Ralph Pastine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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